About Incapital LLC

Incapital is a global investment banking firm with offices in Chicago, Boca Raton, and London.*

Founded in 1999, Incapital has become a leading underwriter and distributor of fixed income and structured products. New issue and secondary notes are offered through more than 700 broker-dealers and banks in the U.S., Europe and Asia.

Incapital provides broker-dealers and RIAs with Corporate Notes, U.S. Agency Securities, CDs, CMOs, Municipal Bonds and Structured Notes for individual and institutional investors. Incapital also offers tools for Financial Professionals to create for their investors income-producing portfolios and notes linked to a wide range of asset classes.

Highlights:

• Incapnet^® - A proprietary, web-based distribution system to efficiently support and distribute Incapital’s products
• Proven Experience - Incapital’s capabilities in underwriting and distributing fixed income products through its vast network is uniquely successful
• Dealer and Advisor Relationships - Incapital has relationships with over 700 broker-dealers and banks and reaches over 30,000 financial professionals with weekly email updates
• Technology - Incapital has been recognized by Institutional Investor magazine as an E-Finance top 40 firm for 5 out of the last 7 years